DFX Intelligence

C•••••• G•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

C•••••• G•••••• H••••••••

Advisor at N•••• G••••

ROCHESTER, NY

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Search this name across graphsid dfx:ria:39cfd0c0-a0ce-b5f9-fc33-c09482a6f668

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 11, 2024	n/a	yes	ROCHESTER, NY	Current employment
N•••• G••••	Independent wealth	Feb 24, 2015	n/a	yes	ROCHESTER, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	N•••• G••••	Oct 11, 2024	Feb 24, 2015	-3,517	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
112697:158964:NY:2024-10-11	Oct 11, 2024	Feb 24, 2015	HOLBROOK, NY	Firm change after gap

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ N•••• G••••Registered adviserregistration: current employment
Feb 24, 2015 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 3, 2010 to Oct 11, 2024factForm ADV

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39cfd0c0-a0ce-b5f9-fc33-c09482a6f668
First observed: Feb 3, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.