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RIA / WealthAdvisor27 years in industry

CULLEN TARLAC WILLIAMS

Advisor at CORIENT

Austin, TX

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Search this name across graphsid dfx:ria:39d9830e-3ada-fbba-3c66-6cf63030f5c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 19, 1999
First registration: Apr 18, 2011
Dual registered: no
Other names: TARLAC CULLEN WILLIAMS|cullen williams
IAPD individual key: 3246921

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jul 6, 2026	n/a	yes	Austin, TX	Current employment
CAPITAL ADVISORS, INC.	Former SEC adviser	Jul 13, 2021	Jul 17, 2026	no	TULSA, OK\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 21, 2018	Jun 8, 2021	no	AUSTIN, TX\|AUSTIN, TX\|Austin, TX	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 25, 2017	Mar 8, 2018	no	SAINT LOUIS, MO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 18, 2011	Jun 10, 2013	no	Austin, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, INC.	Corient	Jul 17, 2026	Jul 6, 2026	-11	Bulk transfer	RIA to RIA
J.P. MORGAN SECURITIES LLC	CAPITAL ADVISORS, INC.	Jun 8, 2021	Jul 13, 2021	35	Firm change	Wirehouse to RIA
SCOTTRADE INVESTMENT MANAGEMENT	J.P. MORGAN SECURITIES LLC	Mar 8, 2018	Mar 21, 2018	13	Firm change	Ibd to wirehouse
CHARLES SCHWAB & CO., INC.	SCOTTRADE INVESTMENT MANAGEMENT	Jun 10, 2013	Jan 25, 2017	1,325	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:79:MO:2018-03-07	Mar 8, 2018	Mar 21, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 13, 2021 to Jul 17, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 21, 2018 to Jun 8, 2021factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 25, 2017 to Mar 8, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 18, 2011 to Jun 10, 2013factForm ADV

Dated events

No dated event names this entity yet.