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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

WALTER STORY TWETTEN

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

NAPLES, FL | Naples, FL

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Search this name across graphsid dfx:ria:39db10d3-cbdd-f7ad-b065-800fcd027af4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Sep 29, 1995
First registration: Feb 4, 2002
Dual registered: yes, broker-dealer
Other names: WALT TWETTEN
IAPD individual key: 2645250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 5, 2007	n/a	yes	NAPLES, FL\|Naples, FL	Current employment
RYAN BECK & CO.	n/a	Nov 22, 2004	Jun 5, 2007	no	BALTIMORE, MD\|BALTIMORE, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Nov 29, 2004	no	VIENNA, VA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Feb 4, 2002	Jul 1, 2003	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RYAN BECK & CO.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 5, 2007	Jun 5, 2007	0	Firm change	Other
WELLS FARGO ADVISORS	RYAN BECK & CO.	Nov 29, 2004	Nov 22, 2004	-7	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Jun 5, 2007 to presentfactForm ADV
→ RYAN BECK & CO.Registered adviserregistration: previous registration
Nov 22, 2004 to Jun 5, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 29, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Feb 4, 2002 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.