DFX Intelligence

R••••• M••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

R••••• M••• S•••

Advisor at I•• A••••••• S•••••••• I•••

Bluffton, SC | LIVERPOOL, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39dc454f-774e-be7f-20f9-ca4270c9222e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A••••••• S•••••••• I•••	Independent wealth	Dec 18, 2020	n/a	yes	Bluffton, SC\|LIVERPOOL, NY	Current employment
S••••••••• F••••••••	n/a	Feb 11, 2014	Dec 31, 2020	no	BLUFFTON, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• F••••••••	I•• A••••••• S•••••••• I•••	Dec 31, 2020	Dec 18, 2020	-13	Firm change	Other
E•• I••••••••• A•••••• C•••••••••	S••••••••• F••••••••	Dec 31, 2013	Feb 11, 2014

Relationships

Registered with (5)

→ I•• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 18, 2020 to presentfactForm ADV
→ S••••••••• F••••••••Registered adviserregistration: previous registration
Feb 11, 2014 to Dec 31, 2020factForm ADV
→ E•• I••••••••• A•••••• C•••••••••Registered adviserregistration: previous registration
Jul 8, 2009 to Dec 31, 2013factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39dc454f-774e-be7f-20f9-ca4270c9222e
First observed: Jan 30, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.