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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DANIEL CUCUIAT

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SAN CLEMENTE, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:39e96c6d-c8e6-a747-f1e9-e367396ac4b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 6, 2007
First registration: Feb 9, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5108180

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	May 19, 2026	n/a	yes	SCOTTSDALE, AZ\|SAN CLEMENTE, CA	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Apr 23, 2026	no	MISSION VIEJO, CA\|SAN CLEMENTE, CA\|SAN CLEMENTE, CA\|MISSION VIEJO, CA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 10, 2023	Mar 31, 2025	no	MISSION VIEJO, CA	Previous registration
GUARDIAN FINANCIAL PARTNERS, LLC	Mixed wealth	May 7, 2021	Aug 8, 2022	no	ORANGE, CA\|San Clemente, CA	Previous registration
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 16, 2016	May 17, 2021	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA	Previous registration
S.H. CAPITAL MANAGEMENT CORP.	State registered	Mar 19, 2013	May 9, 2016	no	BOCA RATON, FL	Previous registration
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Independent wealth	Sep 23, 2009	Jan 29, 2013	no	NEWPORT BEACH, CA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Feb 9, 2007	Aug 25, 2009	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Apr 23, 2026	May 19, 2026	26	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
GUARDIAN FINANCIAL PARTNERS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 8, 2022	Jan 10, 2023	155	Firm change	RIA to ibd
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	GUARDIAN FINANCIAL PARTNERS, LLC	May 17, 2021	May 7, 2021	-10	Firm change	RIA to RIA
S.H. CAPITAL MANAGEMENT CORP.	SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	May 9, 2016	Jun 16, 2016	38	Firm change	Other
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	S.H. CAPITAL MANAGEMENT CORP.	Jan 29, 2013	Mar 19, 2013	49	Firm change	Other
SIGNATOR INVESTORS, INC.	SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Aug 25, 2009	Sep 23, 2009	29	Firm change	Other

Relationships

Registered with (7)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Apr 23, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 10, 2023 to Mar 31, 2025factForm ADV
→ GUARDIAN FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
May 7, 2021 to Aug 8, 2022factForm ADV
→ SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 16, 2016 to May 17, 2021factForm ADV
→ S.H. CAPITAL MANAGEMENT CORP.Registered adviserregistration: previous registration
Mar 19, 2013 to May 9, 2016factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Feb 9, 2007 to Aug 25, 2009factForm ADV

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
Daniel Cucuiat left Strategic Advisers Llc for United Planners' Financial Services Of America A Limited Partner (registered 2026-05-19)
Form ADVobserved 3 days ago
Occurred
Aug 8, 2022
Advisor changed firm
Daniel Cucuiat left Guardian Financial Partners, Llc for Fidelity Personal And Workplace Advisors (registered 2023-01-10)
Form ADVobserved 3 days ago