DFX Intelligence

P•••••• M• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

P•••••• M• S•••••

Advisor at L•••

LOS ANGELES, CA | Mequon, WI

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Search this name across graphsid dfx:ria:39eb31b0-ec64-d56c-edf4-9a2fbaa737c0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 3, 2024	n/a	yes	LOS ANGELES, CA\|Mequon, WI	Current employment
P•••••• P•••••••	Former SEC adviser	Aug 30, 2023	Jan 31, 2025	no	MEQUON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••	L•••	Jan 31, 2025	Dec 3, 2024	-59	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
175206:269866:WI:2025-01-31	Jan 31, 2025	Dec 3, 2024	MEQUON, WI	Firm change after gap

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ P•••••• P•••••••Registered adviserregistration: previous registration
Aug 30, 2023 to Jan 31, 2025factForm ADV

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
P•••••• M• S••••• left P•••••• P••••••• for Lido (registered 2024-12-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39eb31b0-ec64-d56c-edf4-9a2fbaa737c0
First observed: Aug 30, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.