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RIA / WealthAdvisor32 years in industry

TIMOTHY JOEL ULFIG

Advisor at CHERRY CREEK FAMILY OFFICES

DENVER, CO

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Search this name across graphsid dfx:ria:39ed165e-3a9a-f194-e32a-5785c9117dba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHERRY CREEK FAMILY OFFICES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Jul 29, 1994
First registration: Nov 25, 2002
Dual registered: no
IAPD individual key: 2506011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHERRY CREEK FAMILY OFFICES	Independent wealth	May 5, 2011	n/a	yes	DENVER, CO	Current employment
GFO ADVISORY SERVICES, LLC	Asset manager	Apr 21, 2009	Nov 15, 2010	no	DENVER, CO	Previous registration
EPIC CAPITAL LLC	n/a	Jul 29, 2008	Jul 7, 2009	no	DENVER, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 11, 2007	Nov 29, 2007	no	DENVER, CO\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 25, 2002	May 5, 2003	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GFO ADVISORY SERVICES, LLC	CHERRY CREEK FAMILY OFFICES	Nov 15, 2010	May 5, 2011	171	Firm change	Other
EPIC CAPITAL LLC	GFO ADVISORY SERVICES, LLC	Jul 7, 2009	Apr 21, 2009	-77	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	EPIC CAPITAL LLC	Nov 29, 2007	Jul 29, 2008	243	Firm change	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	May 5, 2003	Jul 11, 2007	1,528	Firm change after gap	Other

Relationships

Registered with (5)

→ CHERRY CREEK FAMILY OFFICESRegistered adviserregistration: current employment
May 5, 2011 to presentfactForm ADV
→ GFO ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 21, 2009 to Nov 15, 2010factForm ADV
→ EPIC CAPITAL LLCRegistered adviserregistration: previous registration
Jul 29, 2008 to Jul 7, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 11, 2007 to Nov 29, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 25, 2002 to May 5, 2003factForm ADV

Dated events

No dated event names this entity yet.