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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BDFS CAPITAL LLC

CRD 287680

REHOBOTH BEACH, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39f32b5e-a1de-0a65-fa9f-fd21e9d330cf

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Mar 5, 2021 to Jul 10, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $411MItem 5.F on the latest filing (2026-07-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $408M
Private client RAUM: $406MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $58.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,743
Individual clients: 681
High net worth clients: 75
SEC number: 801-120724
CRD: 287680
Filings on the tape: 18
First filed: Mar 5, 2021
Latest filed: Jul 10, 2026
Organised: Limited Liability Company, DE
Website: blackdiamondfs.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Cameron Gallo Fitzgerald	Certified Financial Planner	REHOBOTH BEACH, DE	9	15	2	yes
Kenneth Lance Reese	Certified Financial Planner\|Chartered Financial Consultant	REHOBOTH BEACH, DE	9	15	2	yes
MARK ANTHONY NEHRA	Certified Financial Planner	REHOBOTH BEACH, DE	9	18	2	no
JEFFREY THOMAS PUGLIA	Certified Financial Planner	REHOBOTH BEACH, DE	9	29	3	no
Derrick Joseph Diksa	n/a	REHOBOTH BEACH, DE	3	13	n/a	no
Joseph Francis McGloin	n/a	REHOBOTH BEACH, DE	1	11	n/a	no
Wesley Raymond Humes	n/a	REHOBOTH BEACH, DE	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACK DIAMOND FINANCIAL SOLUTIONS INC	Member	E	yes	02/2010	Mar 5, 2021	Nov 7, 2024
PUGLIA, JEFFREY, THOMAS	President	E	yes	02/2010	Mar 5, 2021	Nov 7, 2024
PUGLIA, JEFFREY, THOMAS	President	Na	yes	03/2014	Mar 5, 2021	Nov 7, 2024
NEHRA, MARK, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	no	12/2018	Mar 5, 2021	Nov 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BDFS INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Jan 30, 2026	$411M	$408M	9	9	n/a	n/a
2024	Apr 4, 2025	$325M	$322M	9	9	n/a	n/a
2023	Feb 8, 2024	$288M	$285M	6	6	n/a	n/a
2022	Feb 15, 2023	$231M	$228M	6	6	n/a	n/a
2021	Feb 7, 2022	$237M	$234M	7	7	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	14.3%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$411M	$325M	26.5%	$231M	21.3%	7	9	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	3	Jul 25, 2017	Jul 24, 2017	REHOBOTH BEACH, DE	Team lift out	Other	0.0%

Relationships

Registered with (9)

← Wesley Raymond HumesAdvisorregistration: current employment
Mar 22, 2025 to presentfactForm ADV
← Joseph Francis McGloinAdvisorregistration: current employment
Nov 4, 2024 to presentfactForm ADV
← Derrick Joseph DiksaAdvisorregistration: current employment
Aug 30, 2023 to presentfactForm ADV
← JEFFREY THOMAS PUGLIAAdvisorregistration: current employment
Jul 24, 2017 to presentfactForm ADV
← MARK ANTHONY NEHRAAdvisorregistration: current employment
Jul 20, 2017 to presentfactForm ADV
← Cameron Gallo FitzgeraldAdvisorregistration: current employment
Jul 17, 2017 to presentfactForm ADV
← Kenneth Lance ReeseAdvisorregistration: current employment
Jul 17, 2017 to presentfactForm ADV
← Nathan Henry KiblerAdvisorregistration: previous registration
May 14, 2021 to Jul 10, 2026factForm ADV
← Brian WolferAdvisorregistration: previous registration
Nov 23, 2021 to Feb 21, 2022factForm ADV

Controls (2)

← PUGLIA, JEFFREY, THOMASOwnerPRESIDENT, ownership code E, individual
Mar 5, 2021 to Nov 7, 2024factForm ADV
← BLACK DIAMOND FINANCIAL SOLUTIONS INCOwnerMEMBER, ownership code E, domestic entity
Mar 5, 2021 to Nov 7, 2024factForm ADV

Owns (1)

← NEHRA, MARK, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 5, 2021 to Nov 7, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser3 advisors, team lift out, same day
Jul 25, 2017 to Jul 24, 2017factForm ADV

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
Nathan Henry Kibler left Bdfs Capital Llc for Tarigas Investment Advisory (registered 2026-02-25)
Form ADVobserved 6 days ago
Occurred
Feb 21, 2022
Advisor changed firm
Brian Wolfer left Bdfs Capital Llc for Corecap Advisors (registered 2023-11-17)
Form ADVobserved 6 days ago
Occurred
Feb 7, 2022
Regulatory AUM changed
Bdfs Capital Llc reported RAUM $237.4M, up 103% from $117.2M (2021-11-24 to 2022-02-07)
Form ADVobserved 6 days ago
$120M
Occurred
Mar 5, 2021
First Form ADV filing
Bdfs Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39f32b5e-a1de-0a65-fa9f-fd21e9d330cf
First observed: Mar 5, 2021
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BDFS CAPITAL LLC

CRD 287680

REHOBOTH BEACH, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39f32b5e-a1de-0a65-fa9f-fd21e9d330cf

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Cameron Gallo Fitzgerald

Certified Financial Planner

REHOBOTH BEACH, DE

yes

Kenneth Lance Reese

Certified Financial Planner|Chartered Financial Consultant

REHOBOTH BEACH, DE

yes

MARK ANTHONY NEHRA

Certified Financial Planner

REHOBOTH BEACH, DE

JEFFREY THOMAS PUGLIA

Certified Financial Planner

REHOBOTH BEACH, DE

Derrick Joseph Diksa

n/a

REHOBOTH BEACH, DE

n/a

Joseph Francis McGloin

n/a

REHOBOTH BEACH, DE

n/a

Wesley Raymond Humes

n/a

REHOBOTH BEACH, DE

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACK DIAMOND FINANCIAL SOLUTIONS INC

Member

yes

02/2010

Mar 5, 2021

Nov 7, 2024

PUGLIA, JEFFREY, THOMAS

President

yes

02/2010

Mar 5, 2021

Nov 7, 2024

PUGLIA, JEFFREY, THOMAS

President

yes

03/2014

Mar 5, 2021

Nov 7, 2024

NEHRA, MARK, ANTHONY

CHIEF COMPLIANCE OFFICER

12/2018

Mar 5, 2021

Nov 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BDFS INSURANCE SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 30, 2026

$411M

$408M

n/a

2024

Apr 4, 2025

$325M

$322M

n/a

2023

Feb 8, 2024

$288M

$285M

n/a

2022

Feb 15, 2023

$231M

$228M

n/a

2021

Feb 7, 2022

$237M

$234M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

14.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$411M

$325M

26.5%

$231M

21.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jul 25, 2017

Jul 24, 2017

REHOBOTH BEACH, DE

Team lift out

Other

0.0%