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Advisor at CAPROCK CAPITAL ADVISORS INC.
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPROCK CAPITAL ADVISORS INC. | State registered | Jan 20, 2022 | n/a | yes | PLANO, TX | Current employment |
| CAPROCK CAPITAL ADVISORS INC. | State registered | May 7, 2018 | Dec 31, 2021 | no | PLANO, TX | Previous registration |
| QUEST CAPITAL MANAGEMENT, INC. | Former SEC adviser | Mar 9, 2011 | May 10, 2018 | no | DALLAS, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 25, 2009 | Dec 31, 2010 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL MANAGEMENT, INC. | CAPROCK CAPITAL ADVISORS INC. | May 10, 2018 | May 7, 2018 | -3 | Firm change | RIA to state RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | QUEST CAPITAL MANAGEMENT, INC. | Dec 31, 2010 | Mar 9, 2011 | 68 | Firm change | Other |