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Advisor at WELLS FARGO ADVISORS
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 5, 2021 | n/a | yes | SAN DIEGO, CA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 23, 2014 | Mar 17, 2021 | no | LA JOLLA, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Oct 24, 2014 | no | SAN DIEGO, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 29, 2002 | Jan 1, 2008 | no | SAN DIEGO, CA|ST. LOUIS, MO|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | WELLS FARGO ADVISORS | Mar 17, 2021 | Mar 5, 2021 | -12 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Oct 24, 2014 | Oct 23, 2014 | -1 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:19616:CA:2021-03-17 | Mar 17, 2021 | Mar 5, 2021 | LA JOLLA, CA | Firm change |