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R•••••• D•••• J••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

R•••••• D•••• J••• H••••

Advisor at L••••• R•••••••• N•• L••

LENOIR, NC | LOMBARD, IL

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Search this name across graphsid dfx:ria:3a097f7f-64a0-6103-27c8-ca27a3ab6bc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 15, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• R•••••••• N•• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• R•••••••• N•• L••	State registered	Jul 22, 2024	n/a	yes	LENOIR, NC	Current employment
F•••• F•••••••• M••••••••• L•	Independent wealth	Jan 26, 2024	n/a	yes	LOMBARD, IL\|LENOIR, NC	Current employment

Relationships

Registered with (2)

→ L••••• R•••••••• N•• L••Registered adviserregistration: current employment
Jul 22, 2024 to presentfactForm ADV
→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: current employment
Jan 26, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a097f7f-64a0-6103-27c8-ca27a3ab6bc7
First observed: Jun 15, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.