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RIA / WealthAdvisor12 years in industry

Dominic Ross

Advisor at ALPHA WEALTH FUNDS, LLC

Addison, TX

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Search this name across graphsid dfx:ria:3a1cbde8-16ba-e826-18dc-7dfeb2c4e339

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 17, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHA WEALTH FUNDS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 27, 2022
First registration: Nov 17, 2022
Dual registered: no
Other names: Dominic M Ross|DOMINIC ROSS|Dominic MACKENZIE Ross
IAPD individual key: 7540852

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHA WEALTH FUNDS, LLC	Mixed wealth	Feb 24, 2026	n/a	yes	Addison, TX	Current employment
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Aug 23, 2024	Jan 9, 2026	no	ADDISON, TX\|FOLSOM, CA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 31, 2023	Aug 20, 2024	no	Frisco, TX\|Dallas, TX\|Addison, TX	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 17, 2022	Jul 31, 2023	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLWORTH FINANCIAL, L.P.	ALPHA WEALTH FUNDS, LLC	Jan 9, 2026	Feb 24, 2026	46	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	ALLWORTH FINANCIAL, L.P.	Aug 20, 2024	Aug 23, 2024	3	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ADVICE AND PLANNING SERVICES	Jul 31, 2023	Oct 31, 2023	92	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ ALPHA WEALTH FUNDS, LLCRegistered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Aug 23, 2024 to Jan 9, 2026factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 31, 2023 to Aug 20, 2024factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2022 to Jul 31, 2023factForm ADV

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
Dominic Ross left Allworth Financial, L.P. for Alpha Wealth Funds, Llc (registered 2026-02-24)
Form ADVobserved 3 days ago
Occurred
Aug 20, 2024
Advisor changed firm
Dominic Ross left Advice And Planning Services for Allworth Financial, L.P. (registered 2024-08-23)
Form ADVobserved 3 days ago
Occurred
Jul 31, 2023
Advisor changed firm
Dominic Ross left Fidelity Personal And Workplace Advisors for Advice And Planning Services (registered 2023-10-31)
Form ADVobserved 3 days ago