DFX Intelligence

K•••• R•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K•••• R•••••• H•••••

Advisor at I•• W••••• M••••••••• L••

CHICAGO, IL | Deer Park, IL

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Search this name across graphsid dfx:ria:3a1e0fb1-d251-7b26-cabe-ca3fd21b09c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Apr 8, 2025	n/a	yes	CHICAGO, IL\|Deer Park, IL	Current employment
P••••• F•••••••• S•••••••• L••	Former SEC adviser	Jan 31, 2017	Apr 9, 2025	no	DEER PARK, IL\|DEER PARK, IL\|DEER PARK, IL\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• F•••••••• S•••••••• L••	I•• W••••• M••••••••• L••	Apr 9, 2025	Apr 8, 2025	-1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
153132:171481:TX:2025-04-09	Apr 9, 2025	Apr 8, 2025	DALLAS, TX	Firm change

Relationships

Registered with (2)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 8, 2025 to presentfactForm ADV
→ P••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 31, 2017 to Apr 9, 2025factForm ADV

Dated events

Occurred
Apr 9, 2025
Advisor changed firm
K•••• R•••••• H••••• left P••••• F•••••••• S•••••••• L•• for I•• W••••• M••••••••• L•• (registered 2025-04-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a1e0fb1-d251-7b26-cabe-ca3fd21b09c4
First observed: Jan 31, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.