DFX Intelligence

G• I••••••••• P••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G• I••••••••• P••••••• M••••••••• L••

CRD 163921

NEW YORK, NY

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Search this name across graphsid dfx:ria:3a24857a-bc0e-578c-3693-c3054d9287a1

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 1
Observed: Jun 19, 2014 to Mar 30, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

G• I••••••••• P••••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $630M••• Locked
Discretionary RAUM: $630M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G• I••••••••• P••••••• Q• L•	Hedge Fund	$253M	Mar 27, 2024	21	Mar 24, 2014	reported	021-190097
G• I••••••••• P••••••• L•	Hedge Fund	$93.7M	Mar 27, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• J•••••• M•	MANAGING MEMBER	E	yes	10/2009	Jun 19, 2014	Mar 27, 2024
L••••••••• R••••••• C••••••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	no	10/2022	Dec 16, 2022	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G• I••••••••• P••••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$630M	$594M	6.1%	$592M	2.1%	10	8	0	0

Relationships

Advises (4)

→ G• I••••••••• P••••••• Q• L•Private fundHedge Fund, IA
Mar 24, 2014 to presentfactForm ADV
→ G• L••• O••• F••• Q• L•Private fundHedge Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ G• I••••••••• P••••••• L•Private fundHedge Fund, IA
Apr 26, 2012 to presentfactForm ADV
→ G• N•• I•••• F••• Q• L•Private fund

Dated events

Occurred
Mar 28, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-312M
Occurred
Mar 24, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$307M
Occurred
Mar 26, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$149M
Occurred
Jun 19, 2014
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a24857a-bc0e-578c-3693-c3054d9287a1
First observed: Jun 19, 2014
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.