DFX Intelligence

J•••• P•••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

J•••• P•••• T•••

Advisor at G••••• W••••• M••••••••• I•••

ROANOKE, VA

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Search this name across graphsid dfx:ria:3a26ba8e-124e-927a-c3c2-95d9a0fd1445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 10, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Mar 24, 2004	n/a	yes	ROANOKE, VA\|ROANOKE, VA	Current employment
U••••• S••••••••• A•••••••• I•••	n/a	Jun 12, 2003	Mar 24, 2004	no	ROANOKE, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• S••••••••• A•••••••• I•••	G••••• W••••• M••••••••• I•••	Mar 24, 2004	Mar 24, 2004	0	Firm change	Other
C•••••••• I••••••••• R•••••••• I•••	U••••• S••••••••• A•••••••• I•••	Jun 13, 2003	Jun 12, 2003

Relationships

Registered with (4)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 24, 2004 to presentfactForm ADV
→ U••••• S••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 12, 2003 to Mar 24, 2004factForm ADV
→ C•••••••• I••••••••• R•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2003 to Jun 13, 2003factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a26ba8e-124e-927a-c3c2-95d9a0fd1445
First observed: Apr 10, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.