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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

PETER JOHN CLARKE

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

Palm Beach Gardens, FL | ATLANTA, GA

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Search this name across graphsid dfx:ria:3a2c53ba-919e-9af3-4aa9-ff76a4b3cf3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 17, 1991 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Sep 26, 1985
First registration: Jan 17, 1991
Dual registered: yes, broker-dealer
Other names: PETER CLARKE
IAPD individual key: 1400419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Mar 7, 2024	n/a	yes	Palm Beach Gardens, FL	Current employment
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Nov 12, 2021	n/a	yes	ATLANTA, GA\|Palm Beach Gardens, FL	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Nov 15, 2021	no	PALM BEACH, FL	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2013	Feb 17, 2021	no	MCLEAN, VA\|Palm Beach, FL\|RICHMOND, VA	Previous registration
SCOTT & STRINGFELLOW, LLC	Former SEC adviser	Jun 12, 2009	Jan 2, 2013	no	MCLEAN, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 17, 1991	Jun 15, 2009	no	MCLEAN, VA\|MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	ROCKEFELLER CAPITAL MANAGEMENT	Nov 15, 2021	Nov 12, 2021	-3	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
SCOTT & STRINGFELLOW, LLC	BB&T SECURITIES, LLC	Jan 2, 2013	Jan 2, 2013	0	Bulk transfer	Other
WELLS FARGO ADVISORS	SCOTT & STRINGFELLOW, LLC	Jun 15, 2009	Jun 12, 2009	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:291361:FL:2021-11-14	Nov 15, 2021	Nov 12, 2021	PALM BEACH, FL	Firm change

Relationships

Registered with (6)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Mar 7, 2024 to presentfactForm ADV
→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Nov 12, 2021 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Nov 15, 2021factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2013 to Feb 17, 2021factForm ADV
→ SCOTT & STRINGFELLOW, LLCRegistered adviserregistration: previous registration
Jun 12, 2009 to Jan 2, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 17, 1991 to Jun 15, 2009factForm ADV

Dated events

No dated event names this entity yet.