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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
GOODLETTSVILLE, TN | Mt Juliet, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 25, 2013 | n/a | yes | GOODLETTSVILLE, TN|Mt Juliet, TN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 29, 2010 | Nov 25, 2013 | no | WEEHAWKEN, NJ|NASHVILLE, TN|WEEHAWKEN, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 13, 2006 | Oct 5, 2009 | no | NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Nov 25, 2013 | Nov 25, 2013 | 0 | Firm change | Wirehouse to ibd |