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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

BRIAN PATRICK WALSH

Advisor at CETERA INVESTMENT ADVISERS LLC

Cockeysville, MD

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Search this name across graphsid dfx:ria:3a2e7aea-fecb-21b6-396d-ed19256eb271

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 18, 2001
First registration: Jul 9, 2001
Dual registered: yes, broker-dealer
Other names: BRIAN WALSH|BRIAN WALSH
IAPD individual key: 2765722

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	Cockeysville, MD	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 26, 2015	Aug 10, 2023	no	Towson, MD\|HUNT VALLEY, MD\|ST PAUL, MN	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 18, 2014	Feb 10, 2015	no	ELKRIDGE, MD\|Baltimore, MD	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 29, 2011	Jun 20, 2013	no	HUNT VALLEY, MD\|North Bethesda, MD	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 5, 2003	Sep 27, 2011	no	STAMFORD, CT	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jul 9, 2001	Aug 27, 2002	no	HUNT VALLEY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
MSI FINANCIAL SERVICES, INC.	SECURIAN FINANCIAL SERVICES, INC.	Feb 10, 2015	Oct 26, 2015	258	Firm change	Other
PRUCO SECURITIES, LLC	MSI FINANCIAL SERVICES, INC.	Jun 20, 2013	Nov 18, 2014	516	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	PRUCO SECURITIES, LLC	Sep 27, 2011	Nov 29, 2011	63	Firm change	Other
PRUCO SECURITIES, LLC	MSI FINANCIAL SERVICES, INC.	Aug 27, 2002	Jun 5, 2003	282	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 26, 2015 to Aug 10, 2023factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 18, 2014 to Feb 10, 2015factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 29, 2011 to Jun 20, 2013factForm ADV

Dated events

No dated event names this entity yet.