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RIA / WealthAdvisorCertified Financial Planner13 years in industry

HEATHER QUINTERO

Advisor at CARTER FINANCIAL, LLC

LA JOLLA, CA

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Search this name across graphsid dfx:ria:3a30372f-a747-1791-afd3-547c4d325516

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARTER FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S66
First exam: Aug 16, 2013
First registration: Aug 19, 2013
Dual registered: no
Other names: HEATHER LOY ANGELO|HEATHER LOY MCCUNE
IAPD individual key: 6135757

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARTER FINANCIAL, LLC	Independent wealth	Jul 22, 2020	n/a	yes	LA JOLLA, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 20, 2014	Jun 15, 2017	no	SAN FRANCISCO, CA	Previous registration
CLARITY WEALTH ADVISORS	Independent wealth	Jul 23, 2014	Oct 16, 2014	no	SAN JOSE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 19, 2013	Jun 24, 2014	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CARTER FINANCIAL, LLC	Jun 15, 2017	Jul 22, 2020	1,133	Firm change after gap	Wirehouse to RIA
CLARITY WEALTH ADVISORS	WELLS FARGO ADVISORS	Oct 16, 2014	Oct 20, 2014	4	Firm change	Other
LPL FINANCIAL LLC	CLARITY WEALTH ADVISORS	Jun 24, 2014	Jul 23, 2014	29	Firm change	Other

Relationships

Registered with (4)

→ CARTER FINANCIAL, LLCRegistered adviserregistration: current employment
Jul 22, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 20, 2014 to Jun 15, 2017factForm ADV
→ CLARITY WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 23, 2014 to Oct 16, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 19, 2013 to Jun 24, 2014factForm ADV

Dated events

No dated event names this entity yet.