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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

ALPINE CAPITAL STRATEGIES LLC

CRD 111303

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a313eeb-6176-585d-ac2b-b914aedf852d

Data as of Jan 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Jan 28, 2025
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $245MItem 5.F on the latest filing (2025-01-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $245M
Private client RAUM: $87.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 36%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-60504
CRD: 111303
Filings on the tape: 16
First filed: Mar 28, 2012
Latest filed: Jan 28, 2025
Organised: Limited Liability Company, CO

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABOODI, DAVID, MICHAEL	MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	03/2000	Mar 28, 2012	Mar 7, 2024
ABOODI, HENRY, JONAS	Member	C	yes	03/2000	Mar 28, 2012	Mar 7, 2024
HOFFMAN, ABIGAIL, SUE	Member	C	yes	03/2000	Mar 28, 2012	Mar 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALPINE CAPITAL BANK	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jan 28, 2025	$245M	$245M	1	1	0	n/a	n/a
2023	Mar 7, 2024	$241M	$241M	1	1	0	n/a	n/a
2022	Mar 1, 2023	$228M	$228M	1	1	0	n/a	n/a
2021	Mar 10, 2022	$236M	$236M	1	1	0	n/a	n/a
2020	Mar 5, 2021	$231M	$231M	1	1	0	n/a	n/a
2019	Mar 10, 2020	$227M	$227M	1	1	0	n/a	n/a
2018	Mar 17, 2019	$220M	$220M	1	1	0	n/a	n/a
2017	Feb 12, 2018	$221M	$221M	1	1	0	n/a	n/a
2016	Feb 14, 2017	$215M	$215M	1	1	n/a	n/a	n/a
2015	Feb 25, 2016	$211M	$211M	1	1	n/a	n/a	n/a
2014	Feb 5, 2015	$207M	$207M	1	1	n/a	n/a	n/a
2013	Mar 10, 2014	$198M	$198M	1	1	n/a	n/a	n/a
2012	Mar 15, 2013	$187M	$187M	1	1	n/a	n/a	n/a
2011	Mar 28, 2012	$181M	$181M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$245M	$241M	1.9%	$236M	1.2%	1	1	0	0

Relationships

Controls (3)

← ABOODI, HENRY, JONASOwnerMEMBER, ownership code C, individual
Mar 28, 2012 to Mar 7, 2024factForm ADV
← HOFFMAN, ABIGAIL, SUEOwnerMEMBER, ownership code C, individual
Mar 28, 2012 to Mar 7, 2024factForm ADV
← ABOODI, DAVID, MICHAELOwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 28, 2012 to Mar 7, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Alpine Capital Strategies Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $245.1M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a313eeb-6176-585d-ac2b-b914aedf852d
First observed: Mar 28, 2012
Last observed: Jan 28, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPINE CAPITAL STRATEGIES LLC

CRD 111303

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a313eeb-6176-585d-ac2b-b914aedf852d

Data as of Jan 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABOODI, DAVID, MICHAEL

MEMBER/CHIEF COMPLIANCE OFFICER

yes

03/2000

Mar 28, 2012

Mar 7, 2024

ABOODI, HENRY, JONAS

Member

yes

03/2000

Mar 28, 2012

Mar 7, 2024

HOFFMAN, ABIGAIL, SUE

Member

yes

03/2000

Mar 28, 2012

Mar 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALPINE CAPITAL BANK

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jan 28, 2025

$245M

n/a

2023

Mar 7, 2024

$241M

n/a

2022

Mar 1, 2023

$228M

n/a

2021

Mar 10, 2022

$236M

n/a

2020

Mar 5, 2021

$231M

n/a

2019

Mar 10, 2020

$227M

n/a

2018

Mar 17, 2019

$220M

n/a

2017

Feb 12, 2018

$221M

n/a

2016

Feb 14, 2017

$215M

n/a

2015

Feb 25, 2016

$211M

n/a

2014

Feb 5, 2015

$207M

n/a

2013

Mar 10, 2014

$198M

n/a

2012

Mar 15, 2013

$187M

n/a

2011

Mar 28, 2012

$181M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$245M

$241M

1.9%

$236M

1.2%