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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ATHENS, GA | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 9, 2024 | n/a | yes | PLYMOUTH, MN|ATHENS, GA | Current employment |
| FINTRUST CAPITAL ADVISORS, LLC | Former SEC adviser | May 7, 2012 | Oct 3, 2024 | no | MACON, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 17, 2003 | Apr 16, 2003 | no | MACON, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINTRUST CAPITAL ADVISORS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Oct 3, 2024 | Oct 9, 2024 | 6 | Firm change | RIA to ibd |
| UBS FINANCIAL SERVICES INC. | FINTRUST CAPITAL ADVISORS, LLC | Apr 16, 2003 | May 7, 2012 | 3,309 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145460:116407:GA:2024-10-03 | Oct 3, 2024 | Oct 9, 2024 | MACON, GA | Firm change |