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Advisor at ADVANCED WEALTH MANAGEMENT
Sarasota, FL | SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVANCED WEALTH MANAGEMENT | Independent wealth | Jun 18, 2025 | n/a | yes | SARASOTA, FL|Sarasota, FL | Current employment |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jan 8, 2016 | Sep 14, 2016 | no | NOKOMIS, FL|LYNNFIELD, MA|NOKOMIS, FL|NOKOMIS, FL | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jul 5, 2013 | Jan 12, 2016 | no | SCOTTSDALE, AZ|NOKOMIS, FL | Previous registration |
| ASSET & FINANCIAL PLANNING, LTD | Former SEC adviser | Jul 19, 2006 | Apr 10, 2013 | no | NOKOMIS, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Mar 14, 2005 | Apr 27, 2006 | no | SARASOTA, FL|ENGLEWOOD, FL | Previous registration |
| LASALLE ST. INVESTMENT ADVISORS, L.L.C. | Bd affiliated wealth | Feb 4, 2004 | Mar 9, 2005 | no | OSPREY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTORS CAPITAL ADVISORY | ADVANCED WEALTH MANAGEMENT | Sep 14, 2016 | Jun 18, 2025 | 3,199 | Firm change after gap | Other |
| SAGEPOINT FINANCIAL, INC. | INVESTORS CAPITAL ADVISORY | Jan 12, 2016 | Jan 8, 2016 | -4 | Firm change | Other |
| ASSET & FINANCIAL PLANNING, LTD | SAGEPOINT FINANCIAL, INC. | Apr 10, 2013 | Jul 5, 2013 | 86 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | ASSET & FINANCIAL PLANNING, LTD | Apr 27, 2006 | Jul 19, 2006 | 83 | Firm change | Other |
| LASALLE ST. INVESTMENT ADVISORS, L.L.C. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Mar 9, 2005 | Mar 14, 2005 | 5 | Firm change | Other |