DFX Intelligence

Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

XPONANCE LLC

CRD 111126

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a49f435-bc90-6240-c813-8d9dbe0fac6f

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 10
On other graphs: 0
Observed: Mar 29, 2012 to Sep 3, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.05 institutional_share=0.92 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $24BItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24B
Private client RAUM: $43.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $24Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 46
Advisory employees: 15
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 131
Individual clients: 5
High net worth clients: 2
SEC number: 801-51407
CRD: 111126
Filings on the tape: 36
First filed: Mar 29, 2012
Latest filed: Sep 3, 2026
Organised: Limited Liability Company, PA
Website: xponance.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SUMALI SANYAL	Chartered Financial Analyst	DURHAM, NC	5	26	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FIS CALBEAR FUND, LLC	Other Private Fund	$595M	Mar 1, 2019	2	Sep 1, 2015	dropped	n/a
FIS GROUP FAMILY OF FUNDS, L.P. - FRONTIER MARKETS FUND	Other Private Fund	$0	Sep 15, 2017	0	Mar 30, 2015	dropped	n/a
FIS GROUP FAMILY OF FUNDS, L.P. - GLOBAL EQUITIES FUND	Other Private Fund	$0	Sep 15, 2017	0	Mar 30, 2015	dropped	n/a
FIS GROUP FAMILY OF FUNDS, L.P. - EMERGING MARKETS FUND	Other Private Fund	$0	Sep 15, 2017	0	Mar 30, 2015	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BYLES WILLIAMS, TINA	Trustee	F	yes	12/2009	Mar 29, 2012	Mar 28, 2024
BYLES WILLIAMS, TINA	CEO & CIO/DIRECTOR	Na	yes	02/1996	Mar 29, 2012	Mar 28, 2024
CHOATE, FRED, GLOVER	Director	Na	yes	04/2008	Mar 29, 2012	Mar 28, 2024
JAMES, DONNA, ANITA	Director	Na	yes	04/2014	Mar 30, 2015	Mar 28, 2024
LOGUE, EUGENIE, GUTHRIE	CHIEF FINANCIAL OFFICER	Na	yes	09/2018	Oct 30, 2018	Mar 28, 2024
RHEE, JAMES, CHARLES	Director	Na	yes	02/2023	Mar 22, 2023	Mar 28, 2024
SIMMS, SHELLEY	CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL	Na	yes	08/2004	Mar 29, 2012	Mar 28, 2024
STEER, CYNTHIA, FRYER	Director	Na	yes	01/2022	Mar 28, 2022	Mar 28, 2024
TINA BYLES WILLIAMS REVOCABLE TRUST	Shareholder	D	yes	12/2009	Mar 30, 2015	Mar 28, 2024
URBACH, JAMES	Trustee	F	yes	12/2012	Mar 30, 2015	Mar 28, 2024
WILLIAMS, MCCULLOUGH, ALPHONSO	PRESIDENT & COO/DIRECTOR	Na	yes	02/2010	Mar 29, 2012	Mar 28, 2024
XPONANCE EMPLOYEE STOCK OWNERSHIP PLAN TRUST	Shareholder	C	yes	12/2012	Mar 28, 2022	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
XPONANCE ALTS SOLUTIONS, LLC	n/a	Asset manager	$92.3M	Y	yes	n/a
XPONANCE ADVISORS, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Durham	Nc	United States	8	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$24B	$24B	46	15	1	n/a	n/a
2024	Apr 8, 2025	$20B	$20B	42	15	1	n/a	n/a
2023	Mar 27, 2024	$17B	$16B	39	15	1	n/a	n/a
2022	Mar 22, 2023	$14B	$13B	37	13	1	n/a	n/a
2021	Mar 28, 2022	$15B	$15B	36	15	1	n/a	n/a
2020	Mar 30, 2021	$12B	$12B	39	17	1	n/a	n/a
2019	Jan 28, 2020	$4.6B	$4.0B	21	7	0	n/a	n/a
2018	Mar 1, 2019	$5.2B	$4.7B	24	8	0	1	$595M
2017	Mar 28, 2018	$5.8B	$5.4B	22	9	1	1	$701M
2016	Mar 29, 2017	$4.8B	$4.8B	24	14	n/a	4	$557M
2015	Mar 30, 2016	$4.2B	$4.2B	24	14	n/a	4	$481M
2014	Mar 30, 2015	$4.7B	$4.7B	23	13	n/a	3	$0
2013	Mar 24, 2014	$4.4B	$4.4B	25	15	n/a	n/a	n/a
2012	Mar 21, 2013	$2.6B	$2.6B	20	11	n/a	n/a	n/a
2011	Mar 29, 2012	$2.6B	$2.6B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$24B	$20B	18.4%	$14B	21.6%	46	42	1	1

Relationships

Affiliated with (3)

→ XALTSRegistered adviserother investment adviser, control, common control
factForm ADV
← XALTSRegistered adviserother investment adviser, control, common control
factForm ADV
← PIEDMONT INVESTMENT ADVISORS, INC.Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (1)

← SUMALI SANYALAdvisorregistration: current employment
Dec 1, 2020 to presentfactForm ADV

Controls (11)

← JAMES, DONNA, ANITAOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2015 to Mar 28, 2024factForm ADV
← LOGUE, EUGENIE, GUTHRIEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 30, 2018 to Mar 28, 2024factForm ADV
← WILLIAMS, MCCULLOUGH, ALPHONSOOwnerPRESIDENT & COO/DIRECTOR, ownership code NA, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← BYLES WILLIAMS, TINAOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← RHEE, JAMES, CHARLESOwnerDIRECTOR, ownership code NA, individual
Mar 22, 2023 to Mar 28, 2024factForm ADV
← SIMMS, SHELLEYOwnerCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL, ownership code NA, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← CHOATE, FRED, GLOVEROwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← STEER, CYNTHIA, FRYEROwnerDIRECTOR, ownership code NA, individual
Mar 28, 2022 to Mar 28, 2024factForm ADV
← URBACH, JAMESOwnerTRUSTEE, ownership code F, individual
Mar 30, 2015 to Mar 28, 2024factForm ADV
← TINA BYLES WILLIAMS REVOCABLE TRUSTOwnerSHAREHOLDER, ownership code D, domestic entity
Mar 30, 2015 to Mar 28, 2024factForm ADV
← XPONANCE EMPLOYEE STOCK OWNERSHIP PLAN TRUSTOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 28, 2022 to Mar 28, 2024factForm ADV

Advises (4)

→ FIS CALBEAR FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Sep 1, 2015 to Mar 1, 2019factForm ADV
→ FIS GROUP FAMILY OF FUNDS, L.P. - EMERGING MARKETS FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2015 to Sep 15, 2017factForm ADV
→ FIS GROUP FAMILY OF FUNDS, L.P. - FRONTIER MARKETS FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2015 to Sep 15, 2017factForm ADV
→ FIS GROUP FAMILY OF FUNDS, L.P. - GLOBAL EQUITIES FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2015 to Sep 15, 2017factForm ADV

Dated events

Occurred
Jan 9, 2026
Succession filed (Item 4)
Xponance Llc reported succeeding to the business of Xponance, Inc. (Form ADV Item 4)
Form ADVobserved 3 days ago
Occurred
Mar 22, 2023
Control person left
Hughes Isaac Green (Director) no longer on Schedule A of Xponance Llc (listed 2022-03-30, absent 2023-03-22)
Form ADVobserved 3 days ago
Occurred
Mar 22, 2023
Control person left
Lee Obie Mckenzie (Director) no longer on Schedule A of Xponance Llc (listed 2022-03-30, absent 2023-03-22)
Form ADVobserved 3 days ago
Occurred
Mar 22, 2023
Control person joined
Charles James Rhee (Director) appeared on Schedule A of Xponance Llc
Form ADVobserved 3 days ago
Occurred
Mar 28, 2022
Control person joined
Fryer Cynthia Steer (Director) appeared on Schedule A of Xponance Llc
Form ADVobserved 3 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Xponance Llc reported RAUM $12.2B, up 42% from $8.6B (2020-12-17 to 2021-03-30)
Form ADVobserved 3 days ago
$3.6B
Occurred
Apr 30, 2020
Succession filed (Item 4)
Fis Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago
Occurred
Apr 30, 2020
Regulatory AUM changed
Xponance Llc reported RAUM $8.6B, up 85% from $4.6B (2020-01-28 to 2020-04-30)
Form ADVobserved 3 days ago
$4.0B
Occurred
Apr 30, 2020
Control person left
John Thomas Quinn (Senior Vice President & Deputy Cio) no longer on Schedule A of Xponance Llc (listed 2020-01-28, absent 2020-04-30)
Form ADVobserved 3 days ago
Occurred
Jan 28, 2020
Control person joined
Lee Obie Mckenzie (Director) appeared on Schedule A of Xponance Llc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a49f435-bc90-6240-c813-8d9dbe0fac6f
First observed: Mar 29, 2012
Last observed: Sep 3, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

XPONANCE LLC

CRD 111126

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a49f435-bc90-6240-c813-8d9dbe0fac6f

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SUMALI SANYAL

Chartered Financial Analyst

DURHAM, NC

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FIS CALBEAR FUND, LLC

Other Private Fund

$595M

Mar 1, 2019

Sep 1, 2015

dropped

n/a

FIS GROUP FAMILY OF FUNDS, L.P. - FRONTIER MARKETS FUND

Other Private Fund

Sep 15, 2017

Mar 30, 2015

dropped

n/a

FIS GROUP FAMILY OF FUNDS, L.P. - GLOBAL EQUITIES FUND

Other Private Fund

Sep 15, 2017

Mar 30, 2015

dropped

n/a

FIS GROUP FAMILY OF FUNDS, L.P. - EMERGING MARKETS FUND

Other Private Fund

Sep 15, 2017

Mar 30, 2015

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BYLES WILLIAMS, TINA

Trustee

yes

12/2009

Mar 29, 2012

Mar 28, 2024

BYLES WILLIAMS, TINA

CEO & CIO/DIRECTOR

yes

02/1996

Mar 29, 2012

Mar 28, 2024

CHOATE, FRED, GLOVER

Director

yes

04/2008

Mar 29, 2012

Mar 28, 2024

JAMES, DONNA, ANITA

Director

yes

04/2014

Mar 30, 2015

Mar 28, 2024

LOGUE, EUGENIE, GUTHRIE

CHIEF FINANCIAL OFFICER

yes

09/2018

Oct 30, 2018

Mar 28, 2024

RHEE, JAMES, CHARLES

Director

yes

02/2023

Mar 22, 2023

Mar 28, 2024

SIMMS, SHELLEY

CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL

yes

08/2004

Mar 29, 2012

Mar 28, 2024

STEER, CYNTHIA, FRYER

Director

yes

01/2022

Mar 28, 2022

Mar 28, 2024

TINA BYLES WILLIAMS REVOCABLE TRUST

Shareholder

yes

12/2009

Mar 30, 2015

Mar 28, 2024

URBACH, JAMES

Trustee

yes

12/2012

Mar 30, 2015

Mar 28, 2024

WILLIAMS, MCCULLOUGH, ALPHONSO

PRESIDENT & COO/DIRECTOR

yes

02/2010

Mar 29, 2012

Mar 28, 2024

XPONANCE EMPLOYEE STOCK OWNERSHIP PLAN TRUST

Shareholder

yes

12/2012

Mar 28, 2022

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

XPONANCE ALTS SOLUTIONS, LLC

n/a

Asset manager

$92.3M

yes

n/a

XPONANCE ADVISORS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Durham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 14, 2026

$24B

n/a

2024

Apr 8, 2025

$20B

n/a

2023

Mar 27, 2024

$17B

$16B

n/a

2022

Mar 22, 2023

$14B

$13B

n/a

2021

Mar 28, 2022

$15B

n/a

2020

Mar 30, 2021

$12B

n/a

2019

Jan 28, 2020

$4.6B

$4.0B

n/a

2018

Mar 1, 2019

$5.2B

$4.7B

$595M

2017

Mar 28, 2018

$5.8B

$5.4B

$701M

2016

Mar 29, 2017

$4.8B

n/a

$557M

2015

Mar 30, 2016

$4.2B

n/a

$481M

2014

Mar 30, 2015

$4.7B

n/a

2013

Mar 24, 2014

$4.4B

n/a

2012

Mar 21, 2013

$2.6B

n/a

2011

Mar 29, 2012

$2.6B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$24B

$20B

18.4%

$14B

21.6%