DFX Intelligence

C•••••• J••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

C•••••• J••• R•••

Advisor at G•••••• R••• W••••• A••••••• L••

FAIRFIELD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a4a0c90-6f57-c7ec-7d52-59f0f8618313

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• R••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• R••• W••••• A••••••• L••	State registered	Feb 23, 2024	n/a	yes	FAIRFIELD, NJ	Current employment
C••••• G•••• L••	Independent wealth	Oct 23, 2020	Mar 22, 2024	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• G•••• L••	G•••••• R••• W••••• A••••••• L••	Mar 22, 2024	Feb 23, 2024	-28	Firm change	RIA to state RIA
C••••••••• F•••••••• N••••••	C••••• G•••• L••	Sep 2, 2020	Oct 23, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
112294:8032:FL:2019-03-21	Mar 21, 2019	Feb 22, 2019	TAMPA, FL	Firm change

Relationships

Registered with (6)

→ G•••••• R••• W••••• A••••••• L••Registered adviserregistration: current employment
Feb 23, 2024 to presentfactForm ADV
→ C••••• G•••• L••Registered adviserregistration: previous registration
Oct 23, 2020 to Mar 22, 2024factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Feb 22, 2019 to Sep 2, 2020factForm ADV
→ J• W• C••• A•••••••• I•••

Dated events

Occurred
Mar 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a4a0c90-6f57-c7ec-7d52-59f0f8618313
First observed: Jul 26, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.