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Advisor at STERLING INVESTMENT COUNSEL, LLC
BUFFALO, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STERLING INVESTMENT COUNSEL, LLC | Independent wealth | Aug 12, 2021 | n/a | yes | BUFFALO, NY | Current employment |
| STERLING INVESTMENT COUNSEL, LLC | Independent wealth | Jun 8, 2016 | Dec 31, 2016 | no | BUFFALO, NY | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Nov 2, 2007 | Feb 15, 2018 | no | BUFFALO, NY|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SII INVESTMENTS, INC. | STERLING INVESTMENT COUNSEL, LLC | Feb 15, 2018 | Jun 8, 2016 | -617 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:282624:WI:2018-02-15 | Feb 15, 2018 | Jun 8, 2016 | APPLETON, WI | Firm change after gap |