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RIA / WealthAdvisor35 years in industry

PAOLO FRANCESCO MARCHETTI

Advisor at 401K ENGINEERS INC.

TRACY, CA

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Search this name across graphsid dfx:ria:3a4e636b-edc7-dc4a-d6b8-3c6f4a042055

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 401K ENGINEERS INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 9, 1991
First registration: Mar 29, 2001
Dual registered: no
Other names: PAUL FRANCESCO MARCHETTI
IAPD individual key: 2133536

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
401K ENGINEERS INC.	State registered	Jan 1, 2026	n/a	yes	TRACY, CA	Current employment
401K ENGINEERS INC.	State registered	Jun 5, 2020	Dec 31, 2024	no	TRACY, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 8, 2015	Sep 2, 2020	no	Roseville, CA\|Roseville, CA\|Roseville, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 19, 2014	Sep 11, 2015	no	ROSEVILLE, CA\|ROSEVILLE, CA\|SACRAMENTO, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 29, 2001	Apr 16, 2004	no	SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	401K ENGINEERS INC.	Sep 2, 2020	Jun 5, 2020	-89	Firm change after gap	Ibd to state RIA
PARK AVENUE SECURITIES LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 11, 2015	Sep 8, 2015	-3	Firm change	Other
A. G. EDWARDS & SONS, INC.	PARK AVENUE SECURITIES LLC	Apr 16, 2004	May 19, 2014	3,685	Firm change after gap	Other

Relationships

Registered with (4)

→ 401K ENGINEERS INC.Registered adviserregistration: previous registration
Jun 5, 2020 to Dec 31, 2024factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 8, 2015 to Sep 2, 2020factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
May 19, 2014 to Sep 11, 2015factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 29, 2001 to Apr 16, 2004factForm ADV

Dated events

No dated event names this entity yet.