DFX Intelligence

W•••••• J••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

W•••••• J••• G••••••

Advisor at U•• F•••••••• S••••••• I•••

Stuart, FL | STUART, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 24, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 29, 2012	n/a	yes	STUART, FL\|Stuart, FL	Current employment
G•••• A•••• M••••••••• I•••	Mixed wealth	Sep 27, 2010	Mar 15, 2012	no	GREENWICH, CT\|PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• A•••• M••••••••• I•••	U•• F•••••••• S••••••• I•••	Mar 15, 2012	Mar 29, 2012	14	Firm change	Other
N•• A•••• M••••••••• L••	G•••• A•••• M••••••••• I•••	Aug 9, 2010	Sep 27, 2010

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Mar 29, 2012 to presentfactForm ADV
→ G•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2010 to Mar 15, 2012factForm ADV
→ N•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 18, 2009 to Aug 9, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 18, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.