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Advisor at SIERRA INVESTMENT MANAGEMENT, LLC
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OCEAN PARK ASSET MANAGEMENT, LLC | Asset manager | Dec 21, 2024 | n/a | yes | SANTA MONICA, CA | Current employment |
| SIERRA INVESTMENT MANAGEMENT, LLC | Independent wealth | May 23, 2003 | n/a | yes | SANTA MONICA, CA | Current employment |
| CALIFORNIA FUND TIMING SERVICE | n/a | Mar 11, 2004 | Apr 20, 2004 | no | SANTA MONICA, CA | Previous registration |
| OCEAN PARK ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 1, 1990 | Dec 24, 2024 | no | SANTA MONICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OCEAN PARK ASSET MANAGEMENT, INC. | SIERRA INVESTMENT MANAGEMENT, LLC | Dec 24, 2024 | May 23, 2003 | -7,886 | Firm change after gap | Other |
| CALIFORNIA FUND TIMING SERVICE | OCEAN PARK ASSET MANAGEMENT, LLC | Apr 20, 2004 | Dec 21, 2024 | 7,550 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105765:106615:CA:2024-12-24 | Dec 24, 2024 | May 23, 2003 | SANTA MONICA, CA | Firm change after gap |