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C•••• M•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••• M•••••• W••••••

Advisor at I•••••••• L••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:3a679b2b-0138-019d-aa18-d7320779eaca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• L••	State registered	Nov 2, 2020	n/a	yes	BELLEVUE, WA	Current employment
G•• S••••••••• I•••	Bd affiliated wealth	Nov 7, 2014	Nov 2, 2020	no	BELLEVUE, WA\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|BELLEVUE, WA\|Auburn, WA\|SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•• S••••••••• I•••	I•••••••• L••	Nov 2, 2020	Nov 2, 2020	0	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ I•••••••• L••Registered adviserregistration: current employment
Nov 2, 2020 to presentfactForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2014 to Nov 2, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a679b2b-0138-019d-aa18-d7320779eaca
First observed: Nov 7, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.