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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RUTHERFORD INVESTMENT MANAGEMENT

WD RUTHERFORD LLC, CRD 167545

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a6b0b9c-3764-620b-9b30-c5845ad68dda

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 21, 2019 to Feb 9, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.08 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $250MItem 5.F on the latest filing (2026-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $250M
Private client RAUM: $229MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $62.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 126
Individual clients: 15
High net worth clients: 47
SEC number: 801-117368
CRD: 167545
Filings on the tape: 17
First filed: Aug 21, 2019
Latest filed: Feb 9, 2026
Organised: Limited Liability Company, OR
Website: rutherfordinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Adam Michael Brzeczek	n/a	San Francisco, CA	2	10	n/a	no
JOAN W ROBERTSON LAMB	n/a	Sun Valley, ID \| Palm Springs, CA \| PORTLAND, OR	1	36	n/a	no
JAMES M. COOK	n/a	PORTLAND, OR	0	25	3	no
WILLIAM DRAKE RUTHERFORD	n/a	Sun Valley, ID \| Palm Springs, CA \| PORTLAND, OR	0	26	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOK, JAMES, M.	CHIEF OPERATING OFFICER	Na	yes	04/2013	Aug 21, 2019	Jul 9, 2024
LAMB, JOAN, W ROBERTSON	EXECUTIVE VICE PRESIDENT	Na	yes	06/2014	Aug 21, 2019	Jul 9, 2024
RUTHERFORD, WILLIAM, DRAKE	CHIEF COMPLIANCE OFFICER, MEMBER, MANAGING DIRECTOR	E	yes	04/2013	Aug 21, 2019	Jul 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 9, 2026	$250M	$250M	4	4	3	n/a	n/a
2024	Jan 25, 2025	$216M	$216M	4	4	2	n/a	n/a
2023	Jan 22, 2024	$173M	$173M	3	3	0	n/a	n/a
2022	Jan 10, 2023	$133M	$133M	3	3	0	n/a	n/a
2021	Feb 16, 2022	$202M	$202M	3	3	0	n/a	n/a
2020	Mar 3, 2021	$162M	$161M	3	3	0	n/a	n/a
2019	Feb 28, 2020	$102M	$102M	3	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$250M	$216M	15.5%	$133M	23.4%	4	4	3	2

Relationships

Registered with (6)

← WILLIAM DRAKE RUTHERFORDAdvisorregistration: current employment
Nov 10, 2025 to presentfactForm ADV
← JAMES M. COOKAdvisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← JOAN W ROBERTSON LAMBAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← Adam Michael BrzeczekAdvisorregistration: current employment
May 31, 2024 to presentfactForm ADV
← Russell McAlmondAdvisorregistration: previous registration
Mar 5, 2014 to Aug 8, 2017factForm ADV
← JOSHUA R HOOPERAdvisorregistration: previous registration
Apr 21, 2016 to Jul 22, 2016factForm ADV

Controls (3)

← LAMB, JOAN, W ROBERTSONOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Aug 21, 2019 to Jul 9, 2024factForm ADV
← RUTHERFORD, WILLIAM, DRAKEOwnerCHIEF COMPLIANCE OFFICER, MEMBER, MANAGING DIRECTOR, ownership code E, individual
Aug 21, 2019 to Jul 9, 2024factForm ADV
← COOK, JAMES, M.OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 21, 2019 to Jul 9, 2024factForm ADV

Dated events

Occurred
Jan 22, 2024
Control person joined
W Robertson Joan Lamb (Executive Vice President) appeared on Schedule A of Rutherford Investment Management
Form ADVobserved 6 days ago
Occurred
Mar 16, 2020
Control person left
W Robertson Joan Lamb (Executive Vice President) no longer on Schedule A of Rutherford Investment Management (listed 2020-02-28, absent 2020-03-16)
Form ADVobserved 6 days ago
Occurred
Aug 21, 2019
First Form ADV filing
Rutherford Investment Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a6b0b9c-3764-620b-9b30-c5845ad68dda
First observed: Aug 21, 2019
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUTHERFORD INVESTMENT MANAGEMENT

WD RUTHERFORD LLC, CRD 167545

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a6b0b9c-3764-620b-9b30-c5845ad68dda

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Adam Michael Brzeczek

n/a

San Francisco, CA

n/a

JOAN W ROBERTSON LAMB

n/a

Sun Valley, ID | Palm Springs, CA | PORTLAND, OR

n/a

JAMES M. COOK

n/a

PORTLAND, OR

WILLIAM DRAKE RUTHERFORD

n/a

Sun Valley, ID | Palm Springs, CA | PORTLAND, OR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOK, JAMES, M.

CHIEF OPERATING OFFICER

yes

04/2013

Aug 21, 2019

Jul 9, 2024

LAMB, JOAN, W ROBERTSON

EXECUTIVE VICE PRESIDENT

yes

06/2014

Aug 21, 2019

Jul 9, 2024

RUTHERFORD, WILLIAM, DRAKE

CHIEF COMPLIANCE OFFICER, MEMBER, MANAGING DIRECTOR

yes

04/2013

Aug 21, 2019

Jul 9, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 9, 2026

$250M

n/a

2024

Jan 25, 2025

$216M

n/a

2023

Jan 22, 2024

$173M

n/a

2022

Jan 10, 2023

$133M

n/a

2021

Feb 16, 2022

$202M

n/a

2020

Mar 3, 2021

$162M

$161M

n/a

2019

Feb 28, 2020

$102M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$250M

$216M

15.5%

$133M

23.4%