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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

BRIAN SCOTT LESLEY

Advisor at LPL FINANCIAL LLC

COLUMBUS, MS | LOUISVILLE, MS | STARKVILLE, MS | WINONA, MS | WEST POINT, MS

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Search this name across graphsid dfx:ria:3a800f14-28da-9983-d9e8-76c6b846856c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 30, 1998
First registration: Nov 24, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 3090243

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 7, 2012	n/a	yes	STARKVILLE, MS\|WEST POINT, MS\|LOUISVILLE, MS\|COLUMBUS, MS\|STARKVILLE, MS\|WINONA, MS	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 5, 2009	Mar 7, 2012	no	COLUMBUS, MS\|STARKVILLE, MS	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 13, 2007	Mar 12, 2009	no	STARKVILLE, MS\|JACKSON, MS	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Nov 24, 2004	Feb 13, 2007	no	STARKVILLE, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Mar 7, 2012	Mar 7, 2012	0	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	WELLS FARGO ADVISORS	Mar 12, 2009	Mar 5, 2009	-7	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	MORGAN KEEGAN & COMPANY, LLC	Feb 13, 2007	Feb 13, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 7, 2012 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 5, 2009 to Mar 7, 2012factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 13, 2007 to Mar 12, 2009factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Nov 24, 2004 to Feb 13, 2007factForm ADV

Dated events

No dated event names this entity yet.