DFX Intelligence

L•••••• D•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

L•••••• D•••• D•••••••

Advisor at C•••••••• I••••••••• L••

JENISON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a87de41-25da-2d55-11f9-57a2b51222a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• L••	State registered	Jul 18, 2014	n/a	yes	JENISON, MI	Current employment
H•• A••••••• S••••••• L••	Independent wealth	Feb 18, 2010	Sep 17, 2014	no	SIMI VALLEY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• A••••••• S••••••• L••	C•••••••• I••••••••• L••	Sep 17, 2014	Jul 18, 2014	-61	Firm change after gap	Other
C•• I••••••••• I••	H•• A••••••• S••••••• L••	Dec 31, 2009	Feb 18, 2010

Relationships

Registered with (3)

→ C•••••••• I••••••••• L••Registered adviserregistration: current employment
Jul 18, 2014 to presentfactForm ADV
→ H•• A••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 18, 2010 to Sep 17, 2014factForm ADV
→ C•• I••••••••• I••Registered adviserregistration: previous registration
Dec 10, 2009 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a87de41-25da-2d55-11f9-57a2b51222a9
First observed: Dec 10, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.