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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FARGO, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 30, 2015 | n/a | yes | FARGO, ND | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 7, 2015 | no | FARGO, ND|FARGO, ND | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | FARGO, ND | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 24, 2003 | Apr 2, 2007 | no | FARGO, ND|FARGO, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 7, 2015 | Mar 30, 2015 | -38 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:149018:ND:2015-05-07 | May 7, 2015 | Mar 30, 2015 | FARGO, ND | Firm change after gap |