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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

PIERCE ADAMS

Advisor at OSAIC WEALTH, INC.

New Orleans, LA | Metairie, LA

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Search this name across graphsid dfx:ria:3a91a94a-e3d4-cd4c-0afc-27814e76cdd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 22, 2011
First registration: Dec 23, 2011
Dual registered: yes, broker-dealer
Other names: MARK PHILIP PIERCE ADAMS
IAPD individual key: 5987927

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	New Orleans, LA\|New Orleans, LA\|Metairie, LA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 11, 2018	Jan 19, 2024	no	Metairie, LA	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Jul 11, 2018	no	SEATTLE, WA\|Harahan, LA\|MCLEAN, VA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Dec 23, 2011	Jan 28, 2015	no	MELVILLE, NY\|SLIDELL, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	Bulk transfer	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	Jul 11, 2018	Jul 11, 2018	Bulk transfer	Ibd to ibd
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	Bulk transfer	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 11, 2018 to Jan 19, 2024factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Jul 11, 2018factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Dec 23, 2011 to Jan 28, 2015factForm ADV

Dated events

No dated event names this entity yet.