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J••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J••• A•••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | CHERRY HILL, NJ | Cherry Hill, NJ

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Search this name across graphsid dfx:ria:3a97c4a1-4786-7f05-b06d-f2e784cf9980

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 1, 2024	n/a	yes	CHERRY HILL, NJ\|SAN DIEGO, CA\|Cherry Hill, NJ	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Feb 28, 2017	Oct 9, 2024	no	Cherry Hill, NJ\|WALTHAM, MA\|Vero Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	L•• F•••••••• L••	Oct 9, 2024	Oct 1, 2024	-8	Firm change	Ibd to ibd
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Feb 28, 2017	Feb 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:8032:NJ:2017-02-28	Feb 28, 2017	Feb 28, 2017	CHERRY HILL, NJ	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2004 to Feb 28, 2017factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Feb 28, 2017 to Oct 9, 2024factForm ADV
→ W• G••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2002 to Jun 3, 2004factForm ADV

Dated events

Occurred
Oct 9, 2024
Advisor changed firm
J••• A••••••• left C••••••••• F•••••••• N•••••• for L•• F•••••••• L•• (registered 2024-10-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a97c4a1-4786-7f05-b06d-f2e784cf9980
First observed: Jul 23, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.