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Advisor at J.P. MORGAN SECURITIES LLC
LAKE HIAWATHA, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | LAKE HIAWATHA, NJ | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 20, 2010 | Oct 1, 2012 | no | LAKE HIAWATHA, NJ|BOONTON, NJ | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 20, 2006 | Jul 22, 2008 | no | CEDAR KNOLLS, NJ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 12, 2004 | Sep 7, 2006 | no | LAKE HIAWATHA, NJ|LAKE HIAWATHA, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| PNC WEALTH MANAGEMENT | CHASE INVESTMENT SERVICES CORP. | Jul 22, 2008 | Jul 20, 2010 | 728 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | PNC WEALTH MANAGEMENT | Sep 7, 2006 | Nov 20, 2006 | 74 | Firm change | Other |