DFX Intelligence

P•••••• H••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

P•••••• H••• A•••••••

Advisor at O•••• B•••• U•• I••••••••• M••••••••• L••••••

VANCOUVER, BRITISH COLUMBIA

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Search this name across graphsid dfx:ria:3aa9c7f2-9d9e-9c4b-6611-3d2c89c39951

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• B•••• U•• I••••••••• M••••••••• L••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• B•••• U•• I••••••••• M••••••••• L••••••	Independent wealth	Nov 20, 2025	n/a	yes	VANCOUVER, BRITISH COLUMBIA	Current employment
O•••• B•••• U•• I••••••••• M••••••••• L••••••	Independent wealth	Dec 12, 2019	Nov 7, 2023	no	VANCOUVER, BRITISH COLUMBIA

Relationships

Registered with (1)

→ O•••• B•••• U•• I••••••••• M••••••••• L••••••Registered adviserregistration: previous registration
Dec 12, 2019 to Nov 7, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3aa9c7f2-9d9e-9c4b-6611-3d2c89c39951
First observed: Dec 12, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.