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G•••••• T••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

G•••••• T••••• F••••••

Advisor at S••••• F•••••••• G••••• L••

CARMEL, IN

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Search this name across graphsid dfx:ria:3ab1440a-0914-7274-5f95-bbed7696a34d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• G••••• L••	Independent wealth	Oct 30, 2024	n/a	yes	CARMEL, IN	Current employment
W••••••••• W••••• S••••••••• L••	Former SEC adviser	Nov 19, 2019	Dec 31, 2024	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• W••••• S••••••••• L••	S••••• F•••••••• G••••• L••	Dec 31, 2024	Oct 30, 2024	-62	Firm change after gap	RIA to new firm
M•• I•••••••• S•••••••• L••	W••••••••• W••••• S••••••••• L••	Sep 16, 2019	Nov 19, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
306298:333298:IN:2024-12-31	Dec 31, 2024	Oct 30, 2024	INDIANAPOLIS, IN	Firm change after gap
10409:306298:IN:2019-09-13	Sep 16, 2019	Nov 19, 2019	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ S••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ W••••••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2019 to Dec 31, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2016 to Sep 16, 2019factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
G•••••• T••••• F•••••• left W••••••••• W••••• S••••••••• L•• for S••••• F•••••••• G••••• L•• (registered 2024-10-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ab1440a-0914-7274-5f95-bbed7696a34d
First observed: Jan 25, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.