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Advisor at HORIZON FINANCIAL GROUP, INC.
GLADSTONE, NJ | BEDMINSTER, NJ | Far Hills, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 22, 2024 | n/a | yes | GLADSTONE, NJ|BEDMINSTER, NJ | Current employment |
| HORIZON FINANCIAL GROUP, INC. | Former SEC adviser | Apr 30, 2004 | n/a | yes | Far Hills, NJ | Current employment |
| INDEPENDENT ADVISERS GROUP CORP | Former SEC adviser | Aug 16, 2002 | Sep 10, 2002 | no | CLIFTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISERS GROUP CORP | HORIZON FINANCIAL GROUP, INC. | Sep 10, 2002 | Apr 30, 2004 | 598 | Firm change after gap | Other |