DFX Intelligence

N••••• J••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)20 years in industry

N••••• J••• R••••••••

Advisor at L•• F•••••••• L••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:3ac3037c-3a53-00ed-2183-ed87527f16c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 24, 2025	n/a	yes	CHAPEL HILL, NC	Current employment
O••• F•••••••• A•••••••• I•••	State registered	Feb 22, 2018	Feb 25, 2025	no	Chapel Hill, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• F•••••••• A•••••••• I•••	L•• F•••••••• L••	Feb 25, 2025	Feb 24, 2025	-1	Firm change	Other
T••••• A••••••• S•••••••• I•••	O••• F•••••••• A•••••••• I•••	Feb 21, 2018	Feb 22, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
118742:6413:NC:2025-02-25	Feb 25, 2025	Feb 24, 2025	CHAPEL HILL, NC	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 24, 2025 to presentfactForm ADV
→ O••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 22, 2018 to Feb 25, 2025factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2016 to Feb 21, 2018factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

Occurred
Feb 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ac3037c-3a53-00ed-2183-ed87527f16c5
First observed: Mar 2, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.