DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at DOLL CAPITAL ADVISORS INCORPORATED
SAN JUAN CAPISTRANO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOLL CAPITAL ADVISORS INCORPORATED | State registered | Aug 2, 2024 | n/a | yes | SAN JUAN CAPISTRANO, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 31, 1997 | Jun 30, 2022 | no | SAN JUAN CAPISTRANO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | DOLL CAPITAL ADVISORS INCORPORATED | Jun 30, 2022 | Aug 2, 2024 | 764 | Firm change after gap | RIA to state RIA |