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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

DIX HILLS PARTNERS, LLC

CRD 129271

JERICHO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3acf14a6-2d77-6eec-50b5-3f575cd8e770

Data as of Mar 14, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 14, 2014
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.6MItem 5.F on the latest filing (2014-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 3
Accounts: 5
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $7.1Mgross asset value as reported per fund; never fund size
Custody, client assets: $7.1M
SEC number: 801-62551
CRD: 129271
Filings on the tape: 4
First filed: Mar 29, 2012
Latest filed: Mar 14, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DHP STRATEGIES, LLC - GLOBAL ALPHA PORTFOLIO	Hedge Fund	$4.2M	Mar 14, 2014	10	Mar 29, 2012	reported	021-129938
ALTERNATIVE TREASURY STRATEGY, LLC	Hedge Fund	$3.0M	Mar 14, 2014	3	Mar 29, 2012	reported	021-71912
DHP STRATEGIES, SPC - DTS SEGREGATED PORTFOLIO	Hedge Fund	$0	Mar 26, 2013	0	Mar 29, 2012	reported	021-136020

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAGGETT, JOSEPH, ANTHONY	MANAGING MEMBER	E	yes	03/2003	Mar 29, 2012	Mar 14, 2014
EMIGRANT BANCORP	Shareholder	E	yes	03/1994	Mar 29, 2012	Mar 14, 2014
EMIGRANT SAVINGS BANK	Shareholder	E	yes	06/2005	Mar 29, 2012	Mar 14, 2014
GOLDBERG, EDWARD, LAWRENCE	MANAGING MEMBER	D	yes	01/2002	Mar 29, 2012	Mar 14, 2014
GOLDBERG, IRA, BRIAN	Member	C	yes	01/2002	Mar 29, 2012	Mar 14, 2014
GORDON, WILLIAM, LOUIS	MANAGING MEMBER	E	yes	03/2002	Mar 29, 2012	Mar 14, 2014
GORDON, WILLIAM, LOUIS	CHIEF COMPLIANCE OFFICER	Na	yes	10/2004	Mar 29, 2012	Mar 14, 2014
LONGVIEW INVESTMENTS, LLC	MANAGING MEMBER	B	yes	07/2003	Mar 29, 2012	Mar 14, 2014
MJB HOLDINGS, LLC	MANAGING MEMBER	C	yes	07/2003	Mar 29, 2012	Mar 14, 2014
NEW YORK PRIVATE BANK AND TRUST CORPORATION	Shareholder	E	yes	12/2003	Mar 29, 2012	Mar 14, 2014
PECONIC BAY PARTNERS, LLC	MANAGING MEMBER	B	yes	07/2003	Mar 29, 2012	Mar 14, 2014
THE PAUL MILSTEIN 1998 REVOCABLE TRUST	Shareholder	E	yes	12/2003	Mar 29, 2012	Mar 14, 2014
EMIGRANT ALTERNATIVE INVESTMENTS LLC	Member	B	no	07/2005	Mar 29, 2012	Mar 14, 2014
FEDERATED INVESTORS	Member	B	no	04/2007	Mar 29, 2012	Mar 14, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DIX HILLS ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 14, 2014	$28.6M	$28.6M	8	3	n/a	2	$7.1M
2012	Mar 26, 2013	$418M	$172M	10	3	n/a	3	$9.1M
2011	Mar 29, 2012	$660M	$377M	n/a	n/a	n/a	3	$9.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$28.6M	$418M	-93.1%	n/a	n/a	8	10	n/a	n/a

Relationships

Advises (3)

→ DHP STRATEGIES, LLC - GLOBAL ALPHA PORTFOLIOPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ ALTERNATIVE TREASURY STRATEGY, LLCPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ DHP STRATEGIES, SPC - DTS SEGREGATED PORTFOLIOPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (11)

← GORDON, WILLIAM, LOUISOwnerMANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← GOLDBERG, IRA, BRIANOwnerMEMBER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← BAGGETT, JOSEPH, ANTHONYOwnerMANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← GOLDBERG, EDWARD, LAWRENCEOwnerMANAGING MEMBER, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← EMIGRANT BANCORPOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← EMIGRANT SAVINGS BANKOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← LONGVIEW INVESTMENTS, LLCOwnerMANAGING MEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV
← MJB HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code C, domestic entity
Mar 29, 2012 to presentfactForm ADV
← NEW YORK PRIVATE BANK AND TRUST CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← PECONIC BAY PARTNERS, LLCOwnerMANAGING MEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV
← THE PAUL MILSTEIN 1998 REVOCABLE TRUSTOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (2)

← EMIGRANT ALTERNATIVE INVESTMENTS LLCOwnerMEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV
← FEDERATED INVESTORSOwnerMEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3acf14a6-2d77-6eec-50b5-3f575cd8e770
First observed: Mar 29, 2012
Last observed: Mar 14, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DIX HILLS PARTNERS, LLC

CRD 129271

JERICHO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3acf14a6-2d77-6eec-50b5-3f575cd8e770

Data as of Mar 14, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DHP STRATEGIES, LLC - GLOBAL ALPHA PORTFOLIO

Hedge Fund

$4.2M

Mar 14, 2014

Mar 29, 2012

reported

021-129938

ALTERNATIVE TREASURY STRATEGY, LLC

Hedge Fund

$3.0M

Mar 14, 2014

Mar 29, 2012

reported

021-71912

DHP STRATEGIES, SPC - DTS SEGREGATED PORTFOLIO

Hedge Fund

Mar 26, 2013

Mar 29, 2012

reported

021-136020

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAGGETT, JOSEPH, ANTHONY

MANAGING MEMBER

yes

03/2003

Mar 29, 2012

Mar 14, 2014

EMIGRANT BANCORP

Shareholder

yes

03/1994

Mar 29, 2012

Mar 14, 2014

EMIGRANT SAVINGS BANK

Shareholder

yes

06/2005

Mar 29, 2012

Mar 14, 2014

GOLDBERG, EDWARD, LAWRENCE

MANAGING MEMBER

yes

01/2002

Mar 29, 2012

Mar 14, 2014

GOLDBERG, IRA, BRIAN

Member

yes

01/2002

Mar 29, 2012

Mar 14, 2014

GORDON, WILLIAM, LOUIS

MANAGING MEMBER

yes

03/2002

Mar 29, 2012

Mar 14, 2014

GORDON, WILLIAM, LOUIS

CHIEF COMPLIANCE OFFICER

yes

10/2004

Mar 29, 2012

Mar 14, 2014

LONGVIEW INVESTMENTS, LLC

MANAGING MEMBER

yes

07/2003

Mar 29, 2012

Mar 14, 2014

MJB HOLDINGS, LLC

MANAGING MEMBER

yes

07/2003

Mar 29, 2012

Mar 14, 2014

NEW YORK PRIVATE BANK AND TRUST CORPORATION

Shareholder

yes

12/2003

Mar 29, 2012

Mar 14, 2014

PECONIC BAY PARTNERS, LLC

MANAGING MEMBER

yes

07/2003

Mar 29, 2012

Mar 14, 2014

THE PAUL MILSTEIN 1998 REVOCABLE TRUST

Shareholder

yes

12/2003

Mar 29, 2012

Mar 14, 2014

EMIGRANT ALTERNATIVE INVESTMENTS LLC

Member

07/2005

Mar 29, 2012

Mar 14, 2014

FEDERATED INVESTORS

Member

04/2007

Mar 29, 2012

Mar 14, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DIX HILLS ASSOCIATES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 14, 2014

$28.6M

n/a

$7.1M

2012

Mar 26, 2013

$418M

$172M

n/a

$9.1M

2011

Mar 29, 2012

$660M

$377M

n/a

$9.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$28.6M

$418M

-93.1%

n/a