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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

HORMOZ ALIABADI ASLANI

Advisor at LPL FINANCIAL LLC

HUNTINGTON BEACH, CA | ANCHORAGE, AK

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Search this name across graphsid dfx:ria:3ae6800f-51db-4ec6-7e86-d7e30f5cece3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 22, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 16, 2000
First registration: May 22, 2001
Dual registered: yes, broker-dealer
Other names: HORMOZ ASLANI|HORMOZ ALIABADI ASLANI
IAPD individual key: 3235306

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	HUNTINGTON BEACH, CA\|ANCHORAGE, AK\|ANCHORAGE, AK	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Oct 4, 2022	May 15, 2025	no	Laguna Hills, CA\|Lakewood, CA\|Laguna Hills, CA\|Huntington Beach, CA\|Costa Mesa, CA\|Huntington Beach, CA\|Long Beach, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 21, 2017	Oct 6, 2022	no	Sherman Oaks, CA\|FOUNTAIN VALLEY, CA\|Newbury Park, CA\|Ft Lauderdale, FL\|La Canada-Flintridge, CA\|Los Angeles, CA\|Culver City, CA\|Fort Mill, SC\|FRESNO, CA\|San Antonio, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 28, 2014	Apr 26, 2017	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Oct 13, 2009	May 2, 2014	no	COUNTRYSIDE, IL\|CICERO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|ROSEMONT, IL\|CHICAGO, IL\|CICERO, IL\|BERWYN, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CICERO, IL\|CHICAGO, IL	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 21, 2003	Sep 29, 2009	no	Princeton, WI\|Chicago, IL\|CHICAGO, IL\|CHICAGO, IL\|BLOOMINGDALE, IL\|CHICAGO, IL\|Chicago, IL\|Chicago, IL\|Evanston, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 22, 2001	Oct 1, 2002	no	SCHAUMBURG, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	CUSO FINANCIAL SERVICES, L.P.	Oct 6, 2022	Oct 4, 2022	-2	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Apr 26, 2017	Apr 21, 2017	-5	Firm change	Other
FIFTH THIRD SECURITIES, INC.	WELLS FARGO ADVISORS	May 2, 2014	Apr 28, 2014	-4	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	FIFTH THIRD SECURITIES, INC.	Sep 29, 2009	Oct 13, 2009	14	Firm change	Other
UBS FINANCIAL SERVICES INC.	U.S. BANCORP INVESTMENTS, INC.	Oct 1, 2002	May 21, 2003	232	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:7059:CA:2017-04-26	Apr 26, 2017	Apr 21, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Oct 4, 2022 to May 15, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 21, 2017 to Oct 6, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 28, 2014 to Apr 26, 2017factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Oct 13, 2009 to May 2, 2014factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 21, 2003 to Sep 29, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 22, 2001 to Oct 1, 2002factForm ADV

Dated events

Occurred
Oct 6, 2022
Advisor changed firm
Hormoz Aliabadi Aslani left Citigroup Global Markets Inc. for Cuso Financial Services, L.P. (registered 2022-10-04)
Form ADVobserved 4 days ago