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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MATLINPATTERSON GLOBAL ADVISERS LLC

CRD 155670

NEW YORK, NY

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Search this name across graphsid dfx:ria:3ae9b65b-6449-a583-ff05-cc98f69c2dd7

Data as of Sep 15, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 4
On other graphs: 2
Observed: Mar 30, 2012 to Sep 15, 2020
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Matlinpatterson Global Advisers LLC

Private equity manager · cited, shared crd

Allocatorsidentity

Matlinpatterson Global Advisers LLC

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5BItem 5.F on the latest filing (2020-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 7Schedule D 7.B(1)
Private fund GAV: $1.5Bgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-72097
CRD: 155670
Filings on the tape: 16
First filed: Mar 30, 2012
Latest filed: Sep 15, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MPGOP III THRIFT AV-I L.P.	Private Equity Fund	$621M	Sep 15, 2020	233	Mar 30, 2012	reported	n/a
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS III L.P.	Private Equity Fund	$340M	Sep 15, 2020	233	Mar 30, 2012	reported	n/a
MPGOP (CAYMAN) III THRIFT AV-I L.P.	Private Equity Fund	$184M	Sep 15, 2020	74	Mar 30, 2012	reported	n/a
MPAM INVESTOR 1	Hedge Fund	$125M	Mar 30, 2012	1	Mar 30, 2012	dropped	n/a
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS II L.P.	Private Equity Fund	$110M	Sep 15, 2020	105	Mar 30, 2012	reported	n/a
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (CAYMAN) III L.P.	Private Equity Fund	$99.2M	Sep 15, 2020	74	Mar 30, 2012	reported	n/a
MATLINPATTERSON PUERTO RICO RECOVERY MASTER FUND L.P.	Hedge Fund	$71.3M	Mar 31, 2017	25	Mar 29, 2016	dropped	021-259555
MP II PREFERRED PARTNERS L.P.	Private Equity Fund	$62.3M	Sep 15, 2020	36	Mar 30, 2012	reported	n/a
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (CAYMAN) II L.P.	Private Equity Fund	$40.3M	Sep 15, 2020	38	Mar 30, 2012	reported	n/a
MATLINPATTERSON GLOBAL OPPORTUNITIES MASTER FUND L.P.	Hedge Fund	$3.3M	Mar 31, 2019	51	Mar 30, 2012	dropped	021-175018
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS, L.P.	Private Equity Fund	$1.2M	Mar 29, 2016	138	Mar 30, 2012	dropped	n/a
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS B, L.P.	Private Equity Fund	$260,598	Mar 29, 2016	5	Mar 30, 2012	dropped	n/a
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (BERMUDA), L.P.	Private Equity Fund	$259,682	Mar 29, 2016	46	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KLINGBAUM, FLORINA	CHIEF FINANCIAL OFFICER (04/2019) AND CHIEF COMPLIANCE OFFICER (09/2020)	Na	yes	09/2020	Mar 30, 2020	Sep 15, 2020
MATLIN, DAVID, JEFFREY	MANAGING MEMBER OF MATLINPATTERSON LLC	E	yes	05/2002	Mar 30, 2012	Sep 15, 2020
MATLIN, DAVID, JEFFREY	CO-FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	05/2002	Mar 30, 2012	Sep 15, 2020
MATLINPATTERSON LLC	SOLE MEMBER OF MATLINPATTERSON PE HOLDINGS LLC	E	yes	05/2002	Mar 30, 2012	Sep 15, 2020
MATLINPATTERSON PE HOLDINGS LLC	MANAGING MEMBER	E	yes	05/2002	Mar 30, 2012	Sep 15, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MATLINPATTERSON GLOBAL OPPORTUNITIES FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
MATLINPATTERSON GLOBAL PARTNERS III LLC	n/a	n/a	n/a	N	yes	n/a
MP (THRIFT) GLOBAL ADVISERS III LLC	n/a	n/a	n/a	N	yes	n/a
MP (THRIFT) GLOBAL PARTNERS III LLC	n/a	n/a	n/a	N	yes	n/a
MP GOP GP II LLC	n/a	n/a	n/a	N	yes	n/a
MP PREFERRED PARTNERS GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$1.5B	$1.5B	7	2	0	7	$1.5B
2018	Mar 31, 2019	$1.6B	$1.6B	7	4	0	8	$1.6B
2017	Mar 29, 2018	$3.7B	$3.7B	8	4	0	8	$3.7B
2016	Mar 31, 2017	$4.4B	$4.4B	27	11	n/a	9	$4.3B
2015	Mar 29, 2016	$4.3B	$4.3B	35	12	n/a	12	$4.2B
2014	Mar 31, 2015	$4.0B	$4.0B	45	18	n/a	11	$4.3B
2013	Mar 31, 2014	$4.3B	$4.3B	51	21	n/a	11	$4.3B
2012	Apr 1, 2013	$5.5B	$5.5B	61	28	n/a	12	$4.4B
2011	Mar 30, 2012	$5.7B	$5.7B	n/a	n/a	n/a	14	$5.7B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.5B	$1.6B	-7.3%	$4.4B	-30.7%	7	7	0	0

Relationships

Advises (13)

→ MPGOP III THRIFT AV-I L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (CAYMAN) II L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (CAYMAN) III L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MP II PREFERRED PARTNERS L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS II L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MPGOP (CAYMAN) III THRIFT AV-I L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS III L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES MASTER FUND L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 31, 2019factForm ADV
→ MATLINPATTERSON PUERTO RICO RECOVERY MASTER FUND L.P.Private fundHedge Fund, IA, no longer reported
Mar 29, 2016 to Mar 31, 2017factForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS B, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 29, 2016factForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 29, 2016factForm ADV
→ MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (BERMUDA), L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 29, 2016factForm ADV
→ MPAM INVESTOR 1Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 30, 2012factForm ADV

Controls (4)

← MATLIN, DAVID, JEFFREYOwnerMANAGING MEMBER OF MATLINPATTERSON LLC, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← KLINGBAUM, FLORINAOwnerCHIEF FINANCIAL OFFICER (04/2019) AND CHIEF COMPLIANCE OFFICER (09/2020), ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← MATLINPATTERSON LLCOwnerSOLE MEMBER OF MATLINPATTERSON PE HOLDINGS LLC, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MATLINPATTERSON PE HOLDINGS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Affiliated with (1)

← MPAM CREDIT TRADING PARTNERS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV

Dated events

Occurred
Sep 15, 2020
Control person left
Howard Robert Weiss (Chief Compliance Officer And General Counsel) no longer on Schedule A of Matlinpatterson Global Advisers Llc (listed 2020-06-05, absent 2020-09-15)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Rui Gao (Chief Financial Officer) no longer on Schedule A of Matlinpatterson Global Advisers Llc (listed 2019-03-31, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Florina Klingbaum (Chief Financial Officer) appeared on Schedule A of Matlinpatterson Global Advisers Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2019
Regulatory AUM changed
Matlinpatterson Global Advisers Llc reported RAUM $1.6B, down 57% from $3.7B (2018-12-06 to 2019-03-31)
Form ADVobserved 6 days ago
$-2.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ae9b65b-6449-a583-ff05-cc98f69c2dd7
First observed: Mar 30, 2012
Last observed: Sep 15, 2020 73 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATLINPATTERSON GLOBAL ADVISERS LLC

CRD 155670

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ae9b65b-6449-a583-ff05-cc98f69c2dd7

Data as of Sep 15, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MPGOP III THRIFT AV-I L.P.

Private Equity Fund

$621M

Sep 15, 2020

233

Mar 30, 2012

reported

n/a

MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS III L.P.

Private Equity Fund

$340M

Sep 15, 2020

233

Mar 30, 2012

reported

n/a

MPGOP (CAYMAN) III THRIFT AV-I L.P.

Private Equity Fund

$184M

Sep 15, 2020

Mar 30, 2012

reported

n/a

MPAM INVESTOR 1

Hedge Fund

$125M

Mar 30, 2012

dropped

n/a

MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS II L.P.

Private Equity Fund

$110M

Sep 15, 2020

105

Mar 30, 2012

reported

n/a

MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (CAYMAN) III L.P.

Private Equity Fund

$99.2M

Sep 15, 2020

Mar 30, 2012

reported

n/a

MATLINPATTERSON PUERTO RICO RECOVERY MASTER FUND L.P.

Hedge Fund

$71.3M

Mar 31, 2017

Mar 29, 2016

dropped

021-259555

MP II PREFERRED PARTNERS L.P.

Private Equity Fund

$62.3M

Sep 15, 2020

Mar 30, 2012

reported

n/a

MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (CAYMAN) II L.P.

Private Equity Fund

$40.3M

Sep 15, 2020

Mar 30, 2012

reported

n/a

MATLINPATTERSON GLOBAL OPPORTUNITIES MASTER FUND L.P.

Hedge Fund

$3.3M

Mar 31, 2019

Mar 30, 2012

dropped

021-175018

MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS, L.P.

Private Equity Fund

$1.2M

Mar 29, 2016

138

Mar 30, 2012

dropped

n/a

MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS B, L.P.

Private Equity Fund

$260,598

Mar 29, 2016

Mar 30, 2012

dropped

n/a

MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (BERMUDA), L.P.

Private Equity Fund

$259,682

Mar 29, 2016

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KLINGBAUM, FLORINA

CHIEF FINANCIAL OFFICER (04/2019) AND CHIEF COMPLIANCE OFFICER (09/2020)

yes

09/2020

Mar 30, 2020

Sep 15, 2020

MATLIN, DAVID, JEFFREY

MANAGING MEMBER OF MATLINPATTERSON LLC

yes

05/2002

Mar 30, 2012

Sep 15, 2020

MATLIN, DAVID, JEFFREY

CO-FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

05/2002

Mar 30, 2012

Sep 15, 2020

MATLINPATTERSON LLC

SOLE MEMBER OF MATLINPATTERSON PE HOLDINGS LLC

yes

05/2002

Mar 30, 2012

Sep 15, 2020

MATLINPATTERSON PE HOLDINGS LLC

MANAGING MEMBER

yes

05/2002

Mar 30, 2012

Sep 15, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MATLINPATTERSON GLOBAL OPPORTUNITIES FUND GP LLC

n/a

yes

n/a

MATLINPATTERSON GLOBAL PARTNERS III LLC

n/a

yes

n/a

MP (THRIFT) GLOBAL ADVISERS III LLC

n/a

yes

n/a

MP (THRIFT) GLOBAL PARTNERS III LLC

n/a

yes

n/a

MP GOP GP II LLC

n/a

yes

n/a

MP PREFERRED PARTNERS GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$1.5B

2018

Mar 31, 2019

$1.6B

2017

Mar 29, 2018

$3.7B

2016

Mar 31, 2017

$4.4B

n/a

$4.3B

2015

Mar 29, 2016

$4.3B

n/a

$4.2B

2014

Mar 31, 2015

$4.0B

n/a

$4.3B

2013

Mar 31, 2014

$4.3B

n/a

$4.3B

2012

Apr 1, 2013

$5.5B

n/a

$4.4B

2011

Mar 30, 2012

$5.7B

n/a

$5.7B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.5B

$1.6B

-7.3%

$4.4B

-30.7%