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Advisor at FOCUS ADVISOR SOLUTIONS, LLC
SOUTH SAN FRANCISCO, CA | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS ADVISOR SOLUTIONS, LLC | Independent wealth | Dec 13, 2018 | n/a | yes | ST. LOUIS, MO|SOUTH SAN FRANCISCO, CA | Current employment |
| LWI FINANCIAL INC. | Former SEC adviser | Apr 26, 2017 | Dec 13, 2018 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LWI FINANCIAL INC. | FOCUS ADVISOR SOLUTIONS, LLC | Dec 13, 2018 | Dec 13, 2018 | 0 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111861:143319:CA:2018-12-13 | Dec 13, 2018 | Dec 13, 2018 | SAN JOSE, CA | Firm change |