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Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 30, 2025 | n/a | yes | Cincinnati, OH | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 14, 2021 | Jun 30, 2023 | no | Fort Mitchell, KY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jun 30, 2023 | Jan 30, 2025 | 580 | Firm change after gap | Ibd to ibd |
| A••••• A•• P••••••• S••••••• | C•••••• S••••• • C••• I••• | Nov 13, 2020 | Jan 14, 2021 |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Sep 17, 2012 | Nov 13, 2020 | no | CINCINNATI, OH | Previous registration |
| J••• D• D••••• • A••••••••• L•• | Former SEC adviser | Nov 25, 2008 | Aug 24, 2012 | no | CINCINNATI, OH | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jan 14, 2003 | Aug 11, 2008 | no | WOODMERE VILLAGE, OH | Previous registration |
| 62 |
| Firm change |
| Ibd to ibd |
| J••• D• D••••• • A••••••••• L•• | A••••• A•• P••••••• S••••••• | Aug 24, 2012 | Sep 17, 2012 | 24 | Firm change | Other |
| S•••••••• A••••••• L•• | J••• D• D••••• • A••••••••• L•• | Aug 11, 2008 | Nov 25, 2008 | 106 | Firm change | Other |