DFX Intelligence

B•••• C••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

B•••• C••••• P••••••

Advisor at I•••••• I••••••••• M••••••••• I•••

SOUTH BURLINGTON, VT

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Search this name across graphsid dfx:ria:3b09aaf9-4685-1f9a-c864-6caf0102ceb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• I••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• I••••••••• M••••••••• I•••	Independent wealth	Dec 28, 2015	n/a	yes	SOUTH BURLINGTON, VT	Current employment
P•••••• C•••••• M••••••••• L••	n/a	Mar 4, 2005	Dec 31, 2015	no	NORWICH, VT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• C•••••• M••••••••• L••	I•••••• I••••••••• M••••••••• I•••	Dec 31, 2015	Dec 28, 2015	-3	Firm change	Other

Relationships

Registered with (2)

→ I•••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 28, 2015 to presentfactForm ADV
→ P•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 4, 2005 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b09aaf9-4685-1f9a-c864-6caf0102ceb0
First observed: Mar 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.