DFX Intelligence

E••• A•••• J•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist24 years in industry

E••• A•••• J•••••••••

Advisor at C•••• W•••••• • A••••••••• L••

FRISCO, TX | Kaysville, UT

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Search this name across graphsid dfx:ria:3b2105a4-c621-8d7f-a139-343fb97a6399

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• W•••••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• W•••••• • A••••••••• L••	Independent wealth	May 29, 2024	n/a	yes	FRISCO, TX\|Kaysville, UT	Current employment
D••••••	Independent wealth	Oct 8, 2021	Jan 18, 2022	no	PHOENIX, AZ\|KAYSVILLE, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••	C•••• W•••••• • A••••••••• L••	Jan 18, 2022	May 29, 2024	862	Firm change after gap	RIA to RIA
Z•••• C•••••• A•••••••• I•••	D••••••	Feb 26, 2016	Oct 8, 2021

Relationships

Registered with (5)

→ C•••• W•••••• • A••••••••• L••Registered adviserregistration: current employment
May 29, 2024 to presentfactForm ADV
→ D••••••Registered adviserregistration: previous registration
Oct 8, 2021 to Jan 18, 2022factForm ADV
→ Z•••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2011 to Feb 26, 2016factForm ADV
→ J••••••••• C••••••••• L••Registered adviser

Dated events

Occurred
Jan 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b2105a4-c621-8d7f-a139-343fb97a6399
First observed: Jul 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.