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RIA / WealthAdvisor23 years in industry

HAROLD OSCAR LOWE

Advisor at MONVIA FINANCIAL L.P.

Walnut Creek, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONVIA FINANCIAL L.P.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 28, 2010
First registration: Sep 3, 2003
Dual registered: no
Other names: HAROLD O LOWE|HAROLD O LOWE|HAROLD OSCAR LOWE
IAPD individual key: 4657766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONVIA FINANCIAL L.P.	State registered	Nov 6, 2025	n/a	yes	Walnut Creek, CA	Current employment
WHITEHALL-PARKER SECURITIES, INC.	n/a	Aug 9, 2018	Jan 8, 2021	no	WALNUT CREEK, CA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Aug 27, 2015	Feb 15, 2018	no	OAKLAND, CA\|OAKLAND, CA\|HEBRON, KY	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 9, 2014	Mar 23, 2015	no	CEDAR RAPIDS, IA\|EMERYVILLE, CA\|EMERYVILLE, CA\|CEDAR RAPIDS, IA	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 29, 2010	May 30, 2014	no	BOSTON, MA\|OAKLAND, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 3, 2003	Oct 25, 2007	no	SAN JOSE, CA\|LAFAYETTE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WHITEHALL-PARKER SECURITIES, INC.	MONVIA FINANCIAL L.P.	Jan 8, 2021	Nov 6, 2025	1,763	Firm change after gap	Other
OSAIC FS, INC.	WHITEHALL-PARKER SECURITIES, INC.	Feb 15, 2018	Aug 9, 2018	175	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	OSAIC FS, INC.	Mar 23, 2015	Aug 27, 2015	157	Firm change	Other
SIGNATOR FINANCIAL SERVICES, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	May 30, 2014	Jun 9, 2014	10	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SIGNATOR FINANCIAL SERVICES, INC.	Oct 25, 2007	Jul 29, 2010	1,008	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10608:165932:CA:2021-01-08	Jan 8, 2021	Nov 6, 2025	WALNUT CREEK, CA	Firm change after gap

Relationships

Registered with (6)

→ MONVIA FINANCIAL L.P.Registered adviserregistration: current employment
Nov 6, 2025 to presentfactForm ADV
→ WHITEHALL-PARKER SECURITIES, INC.Registered adviserregistration: previous registration
Aug 9, 2018 to Jan 8, 2021factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Aug 27, 2015 to Feb 15, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 9, 2014 to Mar 23, 2015factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 29, 2010 to May 30, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 3, 2003 to Oct 25, 2007factForm ADV

Dated events

No dated event names this entity yet.