This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MOSAIC WEALTH

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 12, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S66

First exam

Feb 12, 1996

First registration

Feb 14, 2006

Dual registered

yes, broker-dealer

Other names

SCOTT HIGHMARK

IAPD individual key

2707962

• Occurred

  Jan 3, 2022
  Advisor changed firm

  Duncan Scott Highmark left Mosaic Family Wealth, Llc for Mosaic Wealth (registered 2022-01-04)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3b3be0a9-eff8-9cb2-e554-6c471465eb33

First observed

Feb 14, 2006

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.